Risk Management
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+ ] Trade Hard. Rest Assured
NYCE employs a rigorous and experienced Risk Management Team to protect your assets
and maintain a stable and financially dependable organization. We maintain rigorous
financial safeguards and provide uncompromising data integrity, large capital base
and pledged assets for clearing purposes, and exceptional real-time risk monitoring.
[ + ] Significant Financial Safeguards
Client funds deposited with NYCE are held in strict segregation from NYCE's business
funds, in accordance with the regulatory requirements of the SEBI and FMC. We maintain
excess capital significantly above respective Exchange requirements, providing a
substantial cushion relative to the risk margin of our client's positions.
[ + ] Real-Time Risk Management
Our stringent credit control processes provide even more financial security. All
new clients undergo credit reviews and subsequent trading activity and real-time
positions are stress-tested. We analyze the effects of extreme market moves to determine
if potential losses are covered by the assets of the clients deposit with us.
[ + ] Risk Management Philosophy
Once an account is open and trading starts, we monitor activity on a real-time basis,
stress test positions to ensure coverage of extreme moves etc. We work with our
clients to develop a diligent risk management policy that is tailored to their trading
practices. We avoid issues before they become problems and ensure that we are in
a position to quickly mitigate issues that may arise. We also established a culture
at NYCE where everyone bears responsibility for risk management and feels empowered
to mention anything they see that seems unusual, whether it involves money movements,
trading, clearing, compliance questions, etc.
[ + ] Client Focused Risk Management
We have automated risk management systems that monitor and sort information in a
variety of ways. This lets us scan market by market, rotating between them to focus
on those that are relevant, as well as how those segments affect the system as a
whole. We watch market action, account values, position changes, as well as potential
moves in the marketplace. All clients have order/position limits in place. In addition
to these intra-day reviews, we conduct scenario stress testing, attempting to evaluate
the effects of extreme moves and assess the impact of market/position liquidity.
If we need a client to reduce or eliminate a position, we do our best to contact
the client and discuss the necessary steps with them in order to reduce risk exposure.
Benifits at NYCE
- Real-time risk management
- Broad product offerings
- Dedicated client service representatives
- Flexible front-end application offerings
Download RMS Policy Document